2013 National Green Page

2013 National Green Pages

Issue link: http://pubs.greenamerica.org/i/94194

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Page 118 of 197

Financial—Consultants: Advisors and/or Planners Vision Capital Investment Management Review your current investments. SOCIAL Investing Read the prospectus from your mutual fund(s) to see if any companies are included that violate your social and environmental standards. Consider changing funds if your needs are not being met, or ask your mutual funds to include SRI criteria. Testa, Holly; First Affirmative Financial Network 0001001667 Holly Testa FIRST AFFIRMATIVE FINANCIAL NETWORK P (303)641-5190 Professional member and investment advisor representative of First Affirmative Financial Network, LLC, an independent investment advisory firm registered with the SEC specializing in socially responsible investing. Thompson, Giles; Thompson Financial Group, LLC 0001004633 Giles Thompson THOMPSON FINANCIAL GROUP, LLC 901 Kentucky St., Ste. 204 / Lawrence, KS 66044 P (785) 856-7500 F (785) 856-7504 "We can help align your investment needs with personal values and societal concerns." Offering a full range of financial services and management of SRI portfolios. • Account Minimum: $100,000. gthompson@thompsonfinancialgrp.com www.thompsonfinancialgrp.com Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Advisor. Torgerson, Richard W.; Progressive Asset Management Group/Financial West Group 0000009383 Richard W. Torgerson, REGISTERED PRINCIPAL PROGRESSIVE ASSET MANAGEMENT GROUP/ FINANCIAL WEST GROUP 1755 Gablehammer Rd. / Westminster, MD 21157-3953 T (866)610-8752 P (410)751-7054 F (410)751-7032 Managing personalized socially responsible portfolios of all sizes since 1985. Access all major investments and markets, social research and screening, community investments, and shareholder advocacy. Member First Affirmative Network FAFN. RTorgerson@fwg.com www.progressiveassetmanagement.com Progressive Asset Management is the socially responsible investment division of Financial West Group. Securities and advisory services offered through Financial West Group, Member FINRA/SPIC. Valley Financial & Insurance Services W000250986 Valley Financial & Insurance Services 583 N. Minaret / Turlock, CA 95380 P (209)632-0257 F (209)632-1257 Investments and insurance in a way that fits your green and SRI beliefs. marc.stocks@genworthrr.com www.linkedin.com/in/marcstocks Securities offered through Genworth Financial Securities Corporation, member FINRA/SIPC. A licensed insurance agency DBA Genworth Financial Securities and Insurance services in CA. CA Lic: 0E85853 Van Dyck, Thomas; RBC Wealth Management W000232192 Thomas Van Dyck, CIMA® RBC WEALTH MANAGEMENT 345 California St., 29th Fl. / San Francisco, CA 94104 P (415)445-8304 F (415)445-8313 Part of a team of SRI consultants, SRI Wealth Management Group at RBC, that conducts long-term investment planning, asset-allocation analysis, shareholder advocacy, and third-party money manager recommendations and monitoring. Enables clients to use capital markets to create social change by investing with their values. Thomas.Vandyck@rbc.com www.rbcfc.com/sri This information is not intended to be used as the primary basis of investment decisions. Because of individual client requirements, it should not be considered as advice designed to meet the particular investment need of any investor. Veris Wealth Partners 0000009229 VERIS WEALTH PARTNERS 90 Broad St., 24th Fl. F (212)346-0084 Wealth manager serving families and foundations who care as much about investment performance as using their wealth to positively impact the world. mlent@veriswp.com www.veriswp.com Veris Wealth Partners, LLC ("Veris") is an SEC Registered Investment Adviser. New York, NY 10004 T (800)659-8189 P (212)349-4172 GreenAmerica.org Wallower, H.H. (Tres); Wells Fargo Advisors 0000009514 H.H. (Tres) Wallower, III, VP-INVESTMENTS WELLS FARGO ADVISORS 3660 State St. / Santa Barbara, CA 93105 T (800)326-3686 P (805)963-9561 F (805)564-3208 Works with investors in developing portfolios that blend financial objectives with ethical/social criteria. Assists investors in selecting and reviewing professional portfolio managers who employ socially responsible criteria. tres.wallower@wfadvisors.com H.H. (Tres) Wallower, III, Vice President-Investments, Wells Fargo Advisors, LLC. Member SIPC/NYSE. Washington Square Capital Management W000250156 Washington Square Capital Management 33 West 19th St., 4th Fl. / New York, NY 10011 P (646)619-1156 F (646)619-1158 For investors seeking to maximize both financial return and social good. "We offer complimentary portfolio reviews for Green America members." info@wsqcapital.com www.wsqcapital.com/SRI.html Wealth Plus, Inc. W000228671 Wealth Plus, Inc. 2173 Francisco Blvd. E., Ste. I / San Rafael, CA 94901 P (415)457-8936 F (415)457-8937 "Create balance in your finances and create balance in your life. Call for your free initial consultation today." info@wealthplusinc.com www.wealthplusinc.com Wendt, Gregory; Enright Premier Wealth Advisors, Inc. 0000009805 Gregory Wendt, CFP®, DIR. OF SUSTAINABLE INVESTING ENRIGHT PREMIER WEALTH ADVISORS, INC. 11400 W. Olympic Blvd., Ste. 200 Los Angeles, CA 90064-1583 T (800)272-2328 x122 P (310)543-4559 x122 F (310)316-0401 One of five principals of Enright Premier Wealth Advisors, a well-established registered investment advisory firm with more than $650 million under management. Has more than 18 years of industry experience. Member, First Affirmative Financial Network. • Account Minimum: $250,000. gwendt@enrightpremier.com www.gregwendt.com Catherine Friend White, FINARC (see page 119) Wolfe, William; Wells Fargo Advisors, LLC W000223193 William Wolfe, CFP® WELLS FARGO ADVISORS, LLC 100 E. South St. / Charlottesville, VA 22902 P (434)970-2326 F (434)977-0713 Mr. Wolfe provides concierge financial services to a select group of private clients. For well over the last decade, he has helped his clients align their investment and social policies. • Account Minimum: Individuals: $250,000. Institutional: $1 million. william.wolfe@wellsfargoadvisors.com www.williamwolfe.org Wolff, John; Capital Fiduciary Advisors W000221433 John Wolff, CFP®, CLU, CHFC, PRES. CAPITAL FIDUCIARY ADVISORS 1800 Robert Fulton Dr., Ste. 110 / Reston, VA 20191 P (703)871-5962 F (703)766-3394 Focuses on clients' individual needs, goals, and objectives to deliver comprehensive, objective, and expert investment advice and counsel. Follows a proven approach that helps clients develop a strategic investment plan, investment policy, and monitoring process to achieve their objectives and goals. • Account Minimum: $5 million. john.wolff@capfiduciary.com www.capitalfiduciaryadvisors.com 0000009084 VISION CAPITAL INVESTMENT MANAGEMENT 3450 Geary Blvd., Ste. 203 San Francisco, CA 94118 T (800)366-8700 P (415)731-7270 F (415)642-0490 President David Kim has been in SRI since 1983 as a founder of Working Assets. Clients' portfolio investments are customized according to financial and social criteria of each individual client. Incorporates a wide set of social criteria including global warming, clean energy, other high-societal-impact activities, and life-value goals. N See Ad on page 118. • Account Minimum: $300,000. Fee of 1%, less for larger portfolios. visioncapital2@sbcglobal.net www.visioncapitalinvestment.com Financial—Consultants: Money Managers Money managers typically take responsibility for investment portfolios for high-net-worth individuals, pension plans, foundations, endowments, mutual funds, and other institutions. In return for an ongoing asset-based fee, money managers create and maintain customized portfolios designed to meet each client's financial objectives, risk tolerance, and social concerns. Money managers generally have full discretion and a fiduciary responsibility to trade securities on behalf of the client's account and to make investment decisions on behalf of the client within the scope of an agreed-upon Investment Policy Statement. Money managers are frequently introduced to their clients by financial advisors and planners. Money managers may also have one or more of the professional designations described in the introduction to the "Financial Consultants: Advisors & Planners" section above. 3Sisters Sustainable Management, LLC 0001269079 3SISTERS SUSTAINABLE MANAGEMENT, LLC 1700 Sansom St., 12th Fl. Philadelphia, PA 19103 Sustainable investment manager dedicated to addressing social and environmental issues of our time. Serve high-net- worth individuals, family offices, foundations, consultants, and wealth advisors. nadar@3sistersinvest.com www.3sistersinvest.com P (215)525-4857 F (215)557-0912 Access Capital Strategies, a part of RBC Global Asset M 0000009813 ACCESS CAPITAL STRATEGIES, a part of RBC Global Asset Management A new division of Voyageur Asset Management Inc., a Registered Investment Advisor and a wholly owned subsidiary of the Royal Bank of Canada. Access Capital Community Investment Fund (ticker=ACCSX) supports community development, including affordable housing and job creation in geographies targeted by investors. • Account Minimum: $250,000. ron.homer@rbc.com hhttp://www.rbcgam.us Before investing, you should carefully consider a fund's investment objectives, risks, charges, and expenses. This and other information is included in the prospectus, which you can request by calling (800)973-0073 or visiting www.voyageur.net/AccessCapital. Please read the prospectus carefully before investing. Bond investments are subject to interest-rate risk such that when interest rates rise, the prices of the bonds, and thus the value of the bond fund, can decline and the investor can lose principal value. In general, the risk of price flucuation increases with the length of the bond's maturity. Voyageur Asset Management Inc. serves as investment advisor for the Access Capital Community Investment Fund ("the Fund"). The Fund is distributed by Tamarack Distributors, Inc. NOT FDIC INSURED. NO BANK GUARANTEE. MAY LOSE VALUE 2208© All Rights Reserved. 155 Federal St., 16th Fl. Boston, MA 02110 P (617)236-7314 F (617)236-7251 Andrew Hill Investment Advisors, Inc. 0001261560 ANDREW HILL INVESTMENT ADVISORS, INC. 4081 Tamiami Trail N., Ste. C-105 P (239)777-3129 Naples, FL 34103 AHIA provides investment management services to individuals, trusts, charitable entities, and pension plans by investing responsibly in individual stocks, bonds, mutual funds, and ETFs customized to meet specific client requirements. andy@responsibleadvisors.com www.responsibleadvisors.com Andrew Hill Investment Advisors, Inc. is registered as an investment advisor with the State of Florida and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. people. planet. COME TOGETHER at GreenAmerica.org All those listed in this special financial section are Socially Responsible Investing (SRI) practitioners, as well as members of the Green Business Network™ and US SIF. While those listed have made SRI a priority in their work, please note that in some cases the parent company or affiliated organizations may not be devoted primarily to SRI. Before making any investment, please remember to ask for and study the prospectus and consult your financial or investment advisor, if you have one. If you seek SRI practitioners, products, or services from organizations primarily devoted to SRI, be sure to ask about the ownership and SRI commitment of the parent company or affiliated organization as you gather information. 20th Edition of Green America's 2013 National Green Pages® 115 Financial—Consultants: Money Managers Special Financial Section

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